VALR

Assisting our organisation in defining the knowledge on existing and emerging regulatory compliance requirements across the organization.Developing the annual compliance work plan that reflects the organization.Periodically revising the compliance plan in light of changes.Guiding in a productive, professional way, the compliance teams.Overseeing and monitoring the implementation of the compliance program.Providing guidance, advice, and training.Providing strategic… Assisting our organisation in defining the knowledge on existing and emerging regulatory compliance requirements across the organization.Developing the annual compliance work plan that reflects the organization.Periodically revising the compliance plan in light of changes.Guiding in a productive, professional way, the compliance teams.Overseeing and monitoring the implementation of the compliance program.Providing guidance, advice, and training.Providing strategic direction to the management team on compliance.Preparing and presenting clear and concise compliance reports to the Board.Interacting with regulators on compliance issues.Coordinating efforts related to audits, reviews, and examinations.Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties.Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.Independently investigating and acting on matters related to compliance.Monitoring external review processes. Facilitating annual regulatory risk assessment and providing senior management with recommendations based on the results.Tracking and providing recommendations for remediation of identified exceptions or deficiencies and collaborating with the business to follow up on timely remediation.Monitoring employee activity.Monitoring electronic correspondence.Ensuring Oversight of annual compliance testing.Monitoring complaints and reporting as needed.Performing daily, weekly, monthly, and quarterly compliance reviews.Working with Legal and operations to ensure appropriate licensing & registrationsWorking with various regulatory inquiries for international & Product Expansion